-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WQKmvs1bB8rQlFHhEdwo1P3U1iz6ejecrDMZVZ4valaJ1a3V6fKrTM3DMlKIzavP 4anMqNYZF0nzzIw7WTCTIg== 0000943374-03-000055.txt : 20030211 0000943374-03-000055.hdr.sgml : 20030211 20030211104517 ACCESSION NUMBER: 0000943374-03-000055 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FEDERAL BANKSHARES INC CENTRAL INDEX KEY: 0001075348 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 421485449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60467 FILM NUMBER: 03548944 BUSINESS ADDRESS: STREET 1: 329 PIERCE ST CITY: SIOUX CITY STATE: IA ZIP: 51101 BUSINESS PHONE: 7122770200 MAIL ADDRESS: STREET 1: 329 PIERCE ST CITY: SIOUX CITY STATE: IA ZIP: 51101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FEDERAL BANKSHARES INC CENTRAL INDEX KEY: 0001075348 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 421485449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 329 PIERCE ST CITY: SIOUX CITY STATE: IA ZIP: 51101 BUSINESS PHONE: 7122770200 MAIL ADDRESS: STREET 1: 329 PIERCE ST CITY: SIOUX CITY STATE: IA ZIP: 51101 SC 13G/A 1 schedule_13g-020703.txt CUSIP NO. 32020 V 100 13G Page 1 of 5 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* First Federal Bankshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------------------- (Title of Class of Securities) 32020 V 100 ------------------ (CUSIP Number) December 31, 2002 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP NO. 32020 V 100 13G Page 2 of 5 Pages 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(ENTITIES ONLY) First Federal Employee Stock Ownership Plan Trust 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Iowa NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 125,688 OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH 161,803 7 SOLE DISPOSITIVE POWER 277,345 8 SHARED DISPOSITIVE POWER 10,146 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 287,491 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.1% of 4,035,267 shares of Common Stock outstanding as of December 31, 2002. 12 TYPE IN REPORTING PERSON* EP CUSIP NO. 32020 V 100 13G Page 3 of 5 Pages Item 1(a). Name of Issuer: First Federal Bankshares, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 329 Pierce Street Sioux City, Iowa 51101 Item 2(a). Name of Person Filing: First Federal Employee Stock Ownership Plan Trust Trustee: First Bankers Trust Company, N.A. Item 2(b). Address of Principal Business Office: 2321 Koch's Lane Quincy, Illinois 62301 Item 2(c). Citizenship or Place of Organization: Iowa Item 2(d). Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e). CUSIP Number: 32020 V 100 Item 3. If this Statement is Filed Pursuant To Rule 13d-1(b) or 13d-2(b), or (c), Check Whether the Person Filing is a: (f) |X| This person is an employee benefit plan subject to the provisions of the Employee Retirement Income Security Act of 1974; see 13d-1(b)(1)(ii)(F). Item 4. Ownership: Based on information available to the Employee Benefit Plan as of December 31, 2002, the reporting person beneficially owned 287,491 shares of the Issuer. This number of shares represents 7.1% of the common stock, par value $.01 per share, of the Issuer, based upon CUSIP NO. 32020 V 100 13G Page 4 of 5 Pages 4,035,267 shares of such common stock outstanding as of December 31, 2002. As of December 31, 2002, the reporting person has sole power to vote or to direct the vote of 125,688 shares and the shared power to vote or direct the vote of 161,803 shares. The reporting person has sole power to dispose or to direct the disposition of 277,345 shares of common stock and shared power to dispose of or direct the disposition of 10,146 shares of common stock. Item 5. Ownership of Five Percent or Less of a Class: Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8. Identification and Classification of Members of the Group: The reporting person is an employee benefit plan subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 9. Notice of Dissolution of Group: Not applicable Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect. CUSIP NO. 32020 V 100 13G Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 2003 FIRST FEDERAL EMPLOYEE STOCK OWNERSHIP PLAN TRUST By: First Bankers Trust Company, N.A., Trustee /s/ Linda Shultz ---------------------------------------- Linda Shultz Title: Trust Officer -----END PRIVACY-ENHANCED MESSAGE-----